---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-26-059091"
form_type: "8-K"
ticker: "XFLT"
cik: "0001703079"
company_name: "XAI Octagon Floating Rate & Alternative Income Trust"
filed_at: "2026-05-19T20:57:54+00:00"
generated_at: "2026-05-19T20:59:19.999651+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# XFLT proposes sub-adviser change to King Street affiliate; name change to XAI Floating Rate & Alternative Income Trust

## Summary
- Trust proposes Rockford Tower Asset Management (King Street affiliate) as new sub-adviser; shareholder vote at special meeting on/about July 30, 2026.
- Trust name to change to 'XAI Floating Rate & Alternative Income Trust'; Octagon Credit Investors to resign as sub-adviser.
- No changes to adviser XA Investments, advisory fee (1.70% of avg daily Managed Assets), or investment objective/policies.
- King Street manages >$30B, over $12B in CLOs; portfolio managers Young Choi and Terry Ing to oversee day-to-day.

## SEC filing metadata
- accession: 0001213900-26-059091
- form_type: 8-K
- ticker: XFLT
- cik: 0001703079
- company_name: XAI Octagon Floating Rate & Alternative Income Trust
- filed_at: 2026-05-19T20:57:54+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1703079/000121390026059091/0001213900-26-059091-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1703079/000121390026059091/ea0291568-01_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-26-059091
- JSON: https://secwatch.observer/filing/0001213900-26-059091.json
- Plain text: https://secwatch.observer/filing/0001213900-26-059091.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.