secwatch.observer — SEC 8-K summary ====================================== Issuer: CERO THERAPEUTICS HOLDINGS, INC. (CERO) CIK: 0001870404 Form: 8-K Filed at: 2026-06-26T20:05:43+00:00 Accession: 0001213900-26-072602 Event type: debt Sentiment: negative Materiality: 0.60 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 CERo Therapeutics enters amended convertible note for $1.4M; conversion price floor $0.05, 10% interest -------------------------------------------------------------------------------- - Amended and restated promissory note with SRX Health Solutions for up to $1,413,600; $663,600 funded on June 23, 2026, on top of $750,000 from May 28 note. - Note bears 10% annual interest, matures May 28, 2027; convertible into common stock at the lesser of $0.05 or 80% of avg of 5 lowest intraday prices in prior 20 days. - Conversion subject to 4.99% beneficial ownership limitation; Company to file resale registration statement for shares issuable upon conversion. - Issuance exempt from registration under Section 4(a)(2) and Rule 506(b); Note and underlying shares unregistered. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1870404/000121390026072602/0001213900-26-072602-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1870404/000121390026072602/ea0296022-8k_cero.htm HTML page: https://secwatch.observer/filing/0001213900-26-072602 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer