secwatch.observer — SEC 8-K summary
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Issuer:     Avalon GloboCare Corp. (ALBT)
CIK:        0001630212
Form:       8-K
Filed at:   2026-07-02T21:15:20+00:00
Accession:  0001213900-26-075090
Event type: other_material
Sentiment:  neutral
Materiality: 0.40
Item codes: 1.01, 3.02, 5.02, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Avalon GloboCare raises $400k via Series F Convertible Preferred Stock with mandatory redemption at 125%
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- Issued 400 shares of Series F Convertible Preferred Stock at $1,000 stated value each to investor Allen O. Cage Jr. for $400,000.
- Series F is convertible into common at $0.50/share, subject to 4.99% beneficial ownership cap and shareholder approval.
- Mandatory redemption of 25% of outstanding shares on Oct 1, Nov 1, Dec 1, 2026 and Jan 1, 2027 at 125% of stated value.
- Also issued 200,000 Commitment Shares of common stock as additional consideration.
- Additionally, granted options to purchase 1,150,000 shares to officers and 600,000 to directors at $0.2820 exercise price.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1630212/000121390026075090/0001213900-26-075090-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1630212/000121390026075090/ea0296967-8k_avalon.htm
  HTML page:      https://secwatch.observer/filing/0001213900-26-075090

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer