---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-26-083432"
form_type: "8-K"
ticker: "XFLT"
cik: "0001703079"
company_name: "XAI Octagon Floating Rate & Alternative Income Trust"
filed_at: "2026-07-30T21:23:34+00:00"
generated_at: "2026-07-30T21:24:15.300467+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# XFLT enters interim sub-advisory agreement with King Street affiliate; shareholder meeting adjourned to Aug 6

## Summary
- Special meeting to approve new sub-advisory agreement adjourned to August 6, 2026, to solicit additional proxies.
- Interim sub-advisory agreement with Rockford Tower Asset Management (King Street subsidiary) effective July 30, 2026, replacing Octagon Credit Investors.
- King Street and affiliates had $30.0B in AUM as of Dec 31, 2025, including $12B in CLOs.
- Young Choi appointed lead portfolio manager; Terry Ing appointed portfolio manager of the Trust.
- Sub-adviser expense reimbursement capped at 0.07% per annum of average daily net assets.

## SEC filing metadata
- accession: 0001213900-26-083432
- form_type: 8-K
- ticker: XFLT
- cik: 0001703079
- company_name: XAI Octagon Floating Rate & Alternative Income Trust
- filed_at: 2026-07-30T21:23:34+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1703079/000121390026083432/0001213900-26-083432-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1703079/000121390026083432/ea0299784-01_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-26-083432
- JSON: https://secwatch.observer/filing/0001213900-26-083432.json
- Plain text: https://secwatch.observer/filing/0001213900-26-083432.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.