secwatch.observer — SEC 8-K summary
======================================

Issuer:     XAI Octagon Floating Rate & Alternative Income Trust (XFLT)
CIK:        0001703079
Form:       8-K
Filed at:   2026-07-30T21:23:34+00:00
Accession:  0001213900-26-083432
Event type: other_material
Sentiment:  neutral
Materiality: 0.70
Item codes: 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

XFLT enters interim sub-advisory agreement with King Street affiliate; shareholder meeting adjourned to Aug 6
--------------------------------------------------------------------------------

- Special meeting to approve new sub-advisory agreement adjourned to August 6, 2026, to solicit additional proxies.
- Interim sub-advisory agreement with Rockford Tower Asset Management (King Street subsidiary) effective July 30, 2026, replacing Octagon Credit Investors.
- King Street and affiliates had $30.0B in AUM as of Dec 31, 2025, including $12B in CLOs.
- Young Choi appointed lead portfolio manager; Terry Ing appointed portfolio manager of the Trust.
- Sub-adviser expense reimbursement capped at 0.07% per annum of average daily net assets.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1703079/000121390026083432/0001213900-26-083432-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1703079/000121390026083432/ea0299784-01_8k.htm
  HTML page:      https://secwatch.observer/filing/0001213900-26-083432

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer