---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-26-087333"
form_type: "8-K"
ticker: "XFLT"
cik: "0001703079"
company_name: "XAI Octagon Floating Rate & Alternative Income Trust"
filed_at: "2026-08-10T21:07:15+00:00"
generated_at: "2026-08-10T21:08:09.630301+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.35
calibrated_materiality_score: 0.35
confidence: "high"
source: SEC EDGAR
---

# XFLT shareholders approve new Rockford Tower sub-advisory agreement effective Aug 10, 2026

## Summary
- Shareholders approved New Sub-Advisory Agreement at reconvened Aug 6, 2026 special meeting; executed Aug 10, 2026.
- Initial term of two years, renewable annually by Board or majority vote plus independent trustee approval.
- Sub-advisory fee set at 52% of advisory fee payable to Adviser XA Investments LLC.
- Replaces interim sub-advisory agreement from July 30, 2026; terms substantially same except term.

## SEC filing metadata
- accession: 0001213900-26-087333
- form_type: 8-K
- ticker: XFLT
- cik: 0001703079
- company_name: XAI Octagon Floating Rate & Alternative Income Trust
- filed_at: 2026-08-10T21:07:15+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.35
- calibrated_materiality_score: 0.35
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1703079/000121390026087333/0001213900-26-087333-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1703079/000121390026087333/ea0301435-01_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-26-087333
- JSON: https://secwatch.observer/filing/0001213900-26-087333.json
- Plain text: https://secwatch.observer/filing/0001213900-26-087333.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.