secwatch.observer — SEC 8-K summary
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Issuer:     Nuvve Holding Corp. (NVVE)
CIK:        0001836875
Form:       8-K
Filed at:   2026-09-16T20:07:40+00:00
Accession:  0001213900-26-100518
Event type: debt
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 2.03, 3.02, 3.03, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nuvve issues $280K convertible note at discount, exchanges all Series A preferred for new Series C
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- Issued $280,000 convertible note to FirstFire Global Opportunities Fund with $30,000 OID, net $250,000; 12% interest, matures 9/10/2027.
- Conversion price is lower of $1.40/share or 85% of lowest 10-day VWAP; 4.99% beneficial ownership cap applies.
- Exchanged all 2,238.655 shares of Series A preferred for Series C preferred (stated value $1,000/share), 8% cumulative dividends, senior ranking.
- Series C converts at $1.40 with full ratchet antidilution; no voting rights; registration rights extended to underlying common.
- Irrevocable instruction reserves 5,000,000 common shares for note conversion; piggyback registration rights granted.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1836875/000121390026100518/0001213900-26-100518-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1836875/000121390026100518/ea0305653-8k_nuvve.htm
  HTML page:      https://secwatch.observer/filing/0001213900-26-100518

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