secwatch.observer — SEC 8-K summary ====================================== Issuer: Avalon GloboCare Corp. (ALBT) CIK: 0001630212 Form: 8-K Filed at: 2026-10-02T20:15:15+00:00 Accession: 0001213900-26-106387 Event type: debt Sentiment: negative Materiality: 0.70 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4.1-flash:cloud@v2 Change Agents (CHGA) issues $336,000 in OID notes and 100,000-share pre-funded warrants -------------------------------------------------------------------------------- - On Sept. 30, 2026, Change Agents issued Second Tranche September 2026 OID Notes: $336,000 principal, $36,000 OID, $300,000 gross proceeds. - Net proceeds repaid $125,000 of 18.75% June 2025 notes, $125,000 to a Series F holder, and $37,125 to the lead lender under the July 2026 Agile Funding loan. - Notes mature April 30, 2027; interest is 7% and rises to 15% on default; prepayable at 105%; include MFN and no-variable-rate covenants. - Pre-funded warrants for 100,000 shares at $0.0001; 4.99% beneficial-ownership blocker, up to 9.99% with 61 days' notice; Nasdaq 19.99% cap pending stockholder approval. - CSO Luisa Ingargiola advanced $20,000 on Sept. 28, 2026 for an Agile Funding loan payment; repaid in October 2026. Purchaser includes C/M Capital Master Fund, LP. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1630212/000121390026106387/0001213900-26-106387-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1630212/000121390026106387/ea0307321-8k_change.htm HTML page: https://secwatch.observer/filing/0001213900-26-106387 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer