secwatch.observer — SEC 8-K summary ====================================== Issuer: SCWorx Corp. (WORX) CIK: 0001674227 Form: 8-K Filed at: 2026-10-05T17:08:55+00:00 Accession: 0001213900-26-106749 Event type: regulatory Sentiment: positive Materiality: 0.85 Item codes: 3.01, 1.01, 7.01, 9.01 LLM model: deepseek-v4.1-flash:cloud@v2 Nasdaq Hearings Panel grants SCWorx reconsideration, approves continued Nasdaq listing; trading reinstatement pending -------------------------------------------------------------------------------- - Nasdaq Hearings Panel on Oct 2, 2026 granted SCWorx reconsideration, finding compliance with Rules 5550(a)(2) and 5550(a)(4) and approving continued listing. - Trading on Nasdaq has been suspended since April 14, 2026; reinstatement date to be scheduled after SCWorx files Nasdaq's reinstatement form on Oct 5, 2026. - Sept 16, 2026 private placement of 350,000 shares and warrants raised publicly held shares to 549,092 as of Sept 17, 2026; aggregate subscription amount $938,000. - Purchasers delivered waivers on/after Sept 29, 2026, agreeing not to exercise Section 4.20 termination rights based on the Sept 17 delisting decision, with no consideration. - Panel imposed one-year Discretionary Panel Monitor ending Oct 2, 2027 and monthly public float reports through Oct 5, 2027; CEO Tim Hannibal and CFO Chris Kohler cited. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1674227/000121390026106749/0001213900-26-106749-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1674227/000121390026106749/ea0307705-8k_scworx.htm HTML page: https://secwatch.observer/filing/0001213900-26-106749 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer