secwatch.observer — SEC 8-K summary
======================================

Issuer:     Plum Acquisition Corp, IV (PLMK)
CIK:        0002030482
Form:       8-K
Filed at:   2026-10-14T21:15:33+00:00
Accession:  0001213900-26-109472
Event type: regulatory
Sentiment:  negative
Materiality: 0.55
Item codes: 3.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Plum Acquisition Corp. IV gets Nasdaq notice over 400-holder listing rule breach
--------------------------------------------------------------------------------

- Nasdaq notice dated Oct 7, 2026 says Plum fails Listing Rule 5450(a)(2), which requires at least 400 total holders for Global Market listing.
- Notice is a deficiency notification only and has no immediate effect on listing or trading of PLMK units, Class A shares or warrants.
- Company has 45 calendar days to submit a compliance plan; Nasdaq may grant an extension of up to 180 calendar days from the notice date.
- If Nasdaq rejects the plan, Plum may appeal to a Nasdaq Hearings Panel; company says no assurance it will regain compliance.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/2030482/000121390026109472/0001213900-26-109472-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/2030482/000121390026109472/ea0308615-8k_plum4.htm
  HTML page:      https://secwatch.observer/filing/0001213900-26-109472

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer