{"schema_version":"secwatch.filing_event.v1","accession":"0001214659-23-009895","form_type":"8-K","ticker":null,"cik":"0001864032","company_name":"Ault Disruptive Technologies Corp","filed_at":"2023-07-21T23:59:59+00:00","discovered_at":"2026-05-14T18:03:35.896128+00:00","generated_at":"2026-06-13T05:08:54.873708+00:00","sec_items":["3.01","7.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"Ault Disruptive Technologies receives NYSE American non-compliance notice for public float and holders","bullets":["On July 19, 2023, NYSE Regulation notified the company that it has only 188,875 publicly held shares (needs 200,000) and 296 public stockholders (needs 300).","Company must submit a compliance plan by August 18, 2023; if accepted, must regain compliance by December 20, 2024.","Failure to comply could result in delisting of common stock (ADRT) and units (ADRTU) from NYSE American.","Company intends to submit a plan but cautions there is no assurance of regaining compliance."],"urls":{"canonical":"https://secwatch.observer/filing/0001214659-23-009895","json":"https://secwatch.observer/filing/0001214659-23-009895.json","markdown":"https://secwatch.observer/filing/0001214659-23-009895.md","text":"https://secwatch.observer/filing/0001214659-23-009895.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1864032/000121465923009895/0001214659-23-009895-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1864032/000121465923009895/o7202328k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-13T05:08:54.873708+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"a19c755507f439f70b3bacaa9dea1c555b2c5ca9","claim":"Ault Disruptive Technologies Corp received a nyse_american deficiency notice notice regarding other (rules 1003(b)(i)(A), 1003(b)(i)(B)).","evidence_excerpt":"Guide, which requires the Company to maintain a minimum of 300 public stockholders on a continuous basis (the “ Minimum Public Holders ”). According to the Staff, the Company has 188,875 shares publicly held by 296 public stockholders. According to the Letter and i n accordance with Section 1009 of the Company Guide , the Company has 30 calendar days from the date","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1864032/000121465923009895/0001214659-23-009895-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nyse american"},{"label":"Notice","value":"deficiency notice"},{"label":"Rules","value":"1003(b)(i)(A), 1003(b)(i)(B)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}