---
schema_version: "secwatch.filing_event.v1"
accession: "0001214659-23-009895"
form_type: "8-K"
ticker: null
cik: "0001864032"
company_name: "Ault Disruptive Technologies Corp"
filed_at: "2023-07-21T23:59:59+00:00"
generated_at: "2026-06-13T05:08:54.873708+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Ault Disruptive Technologies receives NYSE American non-compliance notice for public float and holders

## Summary
- On July 19, 2023, NYSE Regulation notified the company that it has only 188,875 publicly held shares (needs 200,000) and 296 public stockholders (needs 300).
- Company must submit a compliance plan by August 18, 2023; if accepted, must regain compliance by December 20, 2024.
- Failure to comply could result in delisting of common stock (ADRT) and units (ADRTU) from NYSE American.
- Company intends to submit a plan but cautions there is no assurance of regaining compliance.

## SEC filing metadata
- accession: 0001214659-23-009895
- form_type: 8-K
- cik: 0001864032
- company_name: Ault Disruptive Technologies Corp
- filed_at: 2023-07-21T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1864032/000121465923009895/0001214659-23-009895-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1864032/000121465923009895/o7202328k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001214659-23-009895
- JSON: https://secwatch.observer/filing/0001214659-23-009895.json
- Plain text: https://secwatch.observer/filing/0001214659-23-009895.txt

## Key facts
- Listing & Compliance Notices
  Ault Disruptive Technologies Corp received a nyse_american deficiency notice notice regarding other (rules 1003(b)(i)(A), 1003(b)(i)(B)).
  - Exchange: nyse american
  - Notice: deficiency notice
  - Rules: 1003(b)(i)(A), 1003(b)(i)(B)
  source text: Guide, which requires the Company to maintain a minimum of 300 public stockholders on a continuous basis (the “ Minimum Public Holders ”). According to the Staff, the Company has 188,875 shares publicly held by 296 public stockholders. According to the Letter and i n accordance with Section 1009 of the Company Guide , the Company has 30 calendar days from the date
  evidence_url: https://www.sec.gov/Archives/edgar/data/1864032/000121465923009895/0001214659-23-009895-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.