---
schema_version: "secwatch.filing_event.v1"
accession: "0001214659-23-013083"
form_type: "8-K"
ticker: null
cik: "0001864032"
company_name: "Ault Disruptive Technologies Corp"
filed_at: "2023-10-03T23:59:59+00:00"
generated_at: "2026-06-10T05:39:52.659704+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# NYSE American accepts Ault Disruptive Technologies' compliance plan to avoid delisting by Dec 2024

## Summary
- On July 21, 2023, NYSE American notified ADRT it was non-compliant with minimum public shares (200k) and 300 public stockholders.
- Company submitted a compliance plan on Aug 18, 2023; NYSE American accepted the plan on Sep 27, 2023.
- Plan period runs through Dec 20, 2024; failure to progress or meet deadline may trigger delisting.
- ADRT is a SPAC with no business combination yet; continued listing is critical for its operations.

## SEC filing metadata
- accession: 0001214659-23-013083
- form_type: 8-K
- cik: 0001864032
- company_name: Ault Disruptive Technologies Corp
- filed_at: 2023-10-03T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 7.01, 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1864032/000121465923013083/0001214659-23-013083-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1864032/000121465923013083/z1022308k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001214659-23-013083
- JSON: https://secwatch.observer/filing/0001214659-23-013083.json
- Plain text: https://secwatch.observer/filing/0001214659-23-013083.txt

## Key facts
- Listing & Compliance Notices
  Ault Disruptive Technologies Corp received a nyse_american extension granted notice regarding shareholders.
  - Exchange: nyse american
  - Notice: extension granted
  - Deficiency: shareholders
  source text: September 27, 2023, the Company received notice from the NYSE American that it had accepted the Plan and granted a plan period until December 20, 2024, in order to regain compliance. The Company’s progress toward regaining compliance is subject to periodic review by the NYSE American, including quarterly monitoring for compliance with the initiatives outlined in the Plan. On October 3, 2023, the Company issued a press release to announce the acceptance of the Company’s Plan by the NYSE American. A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated by reference
  evidence_url: https://www.sec.gov/Archives/edgar/data/1864032/000121465923013083/0001214659-23-013083-index.htm
- Listing & Compliance Notices
  Ault Disruptive Technologies Corp received a nyse_american deficiency notice notice regarding shareholders (rules 1003(b)(i)(A), 1003(b)(i)(B)).
  - Exchange: nyse american
  - Notice: deficiency notice
  - Deficiency: shareholders
  - Rules: 1003(b)(i)(A), 1003(b)(i)(B)
  source text: July 21, 2023 Ault Disruptive Technologies Corporation (the “ Company ”) received a deficiency letter from the NYSE American LLC (the “ NYSE American ”) indicating that the Company is not in compliance with (i) Section 1003(b)(i)(A) of the NYSE American Company Guide (the “ Company Guide ”), which requires the Company to maintain a minimum of 200,000 shares publicly held and (ii) Section 1003(b)(i)(B) of the Company Guide, which requires the Company to maintain a minimum of 300 public stockholders on a continuous basis. On August 18, 2023, the Company submitted a plan of compliance (the “ Plan
  evidence_url: https://www.sec.gov/Archives/edgar/data/1864032/000121465923013083/0001214659-23-013083-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.