secwatch.observer — SEC 8-K summary
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Issuer:     Ault Disruptive Technologies Corp (—)
CIK:        0001864032
Form:       8-K
Filed at:   2023-10-03T23:59:59+00:00
Accession:  0001214659-23-013083
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 7.01, 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

NYSE American accepts Ault Disruptive Technologies' compliance plan to avoid delisting by Dec 2024
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- On July 21, 2023, NYSE American notified ADRT it was non-compliant with minimum public shares (200k) and 300 public stockholders.
- Company submitted a compliance plan on Aug 18, 2023; NYSE American accepted the plan on Sep 27, 2023.
- Plan period runs through Dec 20, 2024; failure to progress or meet deadline may trigger delisting.
- ADRT is a SPAC with no business combination yet; continued listing is critical for its operations.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1864032/000121465923013083/0001214659-23-013083-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1864032/000121465923013083/z1022308k.htm
  HTML page:      https://secwatch.observer/filing/0001214659-23-013083

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