---
schema_version: "secwatch.filing_event.v1"
accession: "0001214659-23-014547"
form_type: "8-K"
ticker: null
cik: "0001437491"
company_name: "RiskOn International, Inc."
filed_at: "2023-11-03T23:59:59+00:00"
generated_at: "2026-06-08T22:15:24.607637+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# RiskOn International receives Nasdaq deficiency notice for bid price below $1.00

## Summary
- Received Nasdaq deficiency letter on Nov 2, 2023 for non-compliance with minimum bid price rule; stock closed below $1.00 for 31 consecutive days.
- Has 180 calendar days, until April 30, 2024, to regain compliance by closing at $1.00 or more for 10 consecutive business days.
- If not cured, may seek additional 180-day period if eligible; otherwise delisting possible with appeal rights.
- Common stock continues trading on Nasdaq Capital Market under symbol ROI; no immediate effect on listing.

## SEC filing metadata
- accession: 0001214659-23-014547
- form_type: 8-K
- cik: 0001437491
- company_name: RiskOn International, Inc.
- filed_at: 2023-11-03T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1437491/000121465923014547/0001214659-23-014547-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1437491/000121465923014547/o1122358k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001214659-23-014547
- JSON: https://secwatch.observer/filing/0001214659-23-014547.json
- Plain text: https://secwatch.observer/filing/0001214659-23-014547.txt

## Key facts
- Listing & Compliance Notices
  RiskOn International, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2), 5810(c)(3)(A)
  source text: November 2, 2023, RiskOn International, Inc. (the “Company”) received a notice in the form of a letter (“Deficiency Letter”) from the Listing Qualifications Staff of the Nasdaq stating that the Company was not in compliance with Nasdaq Listing Rule 5550(a)(2) because the bid price for the Company’s common stock had closed below $1.00 per share for the previous 31 consecutive business days. In accordance with Nasdaq listing rule 5810(c)(3)(A), the Company has 180 calendar days, or until April 30, 2024, to regain compliance. The Deficiency Letter states that to regain compliance, the bid price f
  evidence_url: https://www.sec.gov/Archives/edgar/data/1437491/000121465923014547/0001214659-23-014547-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.