secwatch.observer — SEC 8-K summary
======================================

Issuer:     RiskOn International, Inc. (—)
CIK:        0001437491
Form:       8-K
Filed at:   2023-11-03T23:59:59+00:00
Accession:  0001214659-23-014547
Event type: regulatory
Sentiment:  negative
Materiality: 0.75
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

RiskOn International receives Nasdaq deficiency notice for bid price below $1.00
--------------------------------------------------------------------------------

- Received Nasdaq deficiency letter on Nov 2, 2023 for non-compliance with minimum bid price rule; stock closed below $1.00 for 31 consecutive days.
- Has 180 calendar days, until April 30, 2024, to regain compliance by closing at $1.00 or more for 10 consecutive business days.
- If not cured, may seek additional 180-day period if eligible; otherwise delisting possible with appeal rights.
- Common stock continues trading on Nasdaq Capital Market under symbol ROI; no immediate effect on listing.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1437491/000121465923014547/0001214659-23-014547-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1437491/000121465923014547/o1122358k.htm
  HTML page:      https://secwatch.observer/filing/0001214659-23-014547

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer