Extracted from this filing and checked against the source text.
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
WisdomTree, Inc.: Certificate of Elimination filed to remove references to Series C Preferred Stock from the charter (effective 2023-11-20).
- Change
- charter amendment
- Effective
- 2023-11-20
Exact text from the filing
In connection with entry into the Repurchase Agreement, on November 20, 2023, the Company filed a Certificate of Elimination to its Amended and Restated Certificate of Incorporation, as amended (the “Charter”) with the Secretary of State of the State of Delaware, eliminating from the Charter all references to the Series C Preferred Stock set forth in the Company’s Certificate of Designations with respect to its Series C Preferred Stock.
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 1.0
WisdomTree, Inc. entered into Repurchase Agreement with Gold Bullion Holdings (Jersey) Limited valued at approximately $84.4 million (effective 2023-11-20).
- Action
- entry
- Counterparty
- Gold Bullion Holdings (Jersey) Limited
- Value
- approximately $84.4 million
- Effective
- 2023-11-20
Exact text from the filing
On November 20, 2023, WisdomTree, Inc. (the “Company”) entered into a Stock Repurchase Agreement (the “Repurchase Agreement”) with Gold Bullion Holdings (Jersey) Limited (the “Seller”), a subsidiary of the World Gold Council, pursuant to which the Company repurchased from the Seller 13,087 shares of Series C Non-Voting Convertible Preferred Stock
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 1.0
WisdomTree, Inc. terminated Investor Rights Agreement with Gold Bullion Holdings (Jersey) Limited (effective 2023-11-20).
- Action
- termination
- Counterparty
- Gold Bullion Holdings (Jersey) Limited
- Effective
- 2023-11-20
Exact text from the filing
the Company and the Seller also entered into a Termination Agreement on November 20, 2023, which terminated the Investor Rights Agreement by and between the Company and the Seller dated as of May 10, 2023 (the “Investor Rights Agreement”)
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