{"schema_version":"secwatch.filing_event.v1","accession":"0001214659-24-003595","form_type":"8-K","ticker":null,"cik":"0001437491","company_name":"RiskOn International, Inc.","filed_at":"2024-02-27T23:59:59+00:00","discovered_at":"2026-05-14T18:03:24.191190+00:00","generated_at":"2026-06-05T11:26:09.034415+00:00","sec_items":["3.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"confidence":"high","headline":"RiskOn receives Nasdaq delisting notice; trading suspended Feb 28 pending appeal","bullets":["Nasdaq Staff determined violations of Business Combination Rule and Shareholder Approval Rule related to BNC acquisition and Series D Preferred Stock issuance.","Common stock (ROI) trading will be suspended at market open on February 28, 2024.","Company has appealed to a Hearings Panel; hearing is scheduled for February 29, 2024.","If appeal fails, stock may trade on OTC Pink tier post-suspension.","Violations stem from Ault Alliance (AAI) gaining control without shareholder approval; Board and management replaced by AAI."],"urls":{"canonical":"https://secwatch.observer/filing/0001214659-24-003595","json":"https://secwatch.observer/filing/0001214659-24-003595.json","markdown":"https://secwatch.observer/filing/0001214659-24-003595.md","text":"https://secwatch.observer/filing/0001214659-24-003595.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1437491/000121465924003595/0001214659-24-003595-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1437491/000121465924003595/e2272408k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-05T11:26:09.034415+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"479392e4ed523745db7cda43e392172348e231eb","claim":"RiskOn International, Inc. received a nasdaq deficiency notice notice regarding other (rules 5110(a), 5635(b)).","evidence_excerpt":"February 21, 2024, RiskOn International, Inc., a Nevada corporation (the “ Company ”) received a letter (the “ Letter ”) from the Listing Qualifications staff (the “ Staff ”) of the Nasdaq Stock Market LLC (“ Nasdaq ”) notifying the Company that the Staff has determined that the Company has violated Nasdaq Listing Rule 5110(a) (the “ Business Combination Rule ”) and Listing Rule 5635(b) (the “ Shareholder Approval Rule ”) as a result of the acquisition of BitNile.com, Inc. (“ BNC ”), which closed on March 6, 2023 (the “ Business Combination ”). According to the Letter, the alleged violations o","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1437491/000121465924003595/0001214659-24-003595-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"deficiency notice"},{"label":"Rules","value":"5110(a), 5635(b)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}