---
schema_version: "secwatch.filing_event.v1"
accession: "0001214659-24-003595"
form_type: "8-K"
ticker: null
cik: "0001437491"
company_name: "RiskOn International, Inc."
filed_at: "2024-02-27T23:59:59+00:00"
generated_at: "2026-06-05T11:26:09.034415+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# RiskOn receives Nasdaq delisting notice; trading suspended Feb 28 pending appeal

## Summary
- Nasdaq Staff determined violations of Business Combination Rule and Shareholder Approval Rule related to BNC acquisition and Series D Preferred Stock issuance.
- Common stock (ROI) trading will be suspended at market open on February 28, 2024.
- Company has appealed to a Hearings Panel; hearing is scheduled for February 29, 2024.
- If appeal fails, stock may trade on OTC Pink tier post-suspension.
- Violations stem from Ault Alliance (AAI) gaining control without shareholder approval; Board and management replaced by AAI.

## SEC filing metadata
- accession: 0001214659-24-003595
- form_type: 8-K
- cik: 0001437491
- company_name: RiskOn International, Inc.
- filed_at: 2024-02-27T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1437491/000121465924003595/0001214659-24-003595-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1437491/000121465924003595/e2272408k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001214659-24-003595
- JSON: https://secwatch.observer/filing/0001214659-24-003595.json
- Plain text: https://secwatch.observer/filing/0001214659-24-003595.txt

## Key facts
- Listing & Compliance Notices
  RiskOn International, Inc. received a nasdaq deficiency notice notice regarding other (rules 5110(a), 5635(b)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Rules: 5110(a), 5635(b)
  source text: February 21, 2024, RiskOn International, Inc., a Nevada corporation (the “ Company ”) received a letter (the “ Letter ”) from the Listing Qualifications staff (the “ Staff ”) of the Nasdaq Stock Market LLC (“ Nasdaq ”) notifying the Company that the Staff has determined that the Company has violated Nasdaq Listing Rule 5110(a) (the “ Business Combination Rule ”) and Listing Rule 5635(b) (the “ Shareholder Approval Rule ”) as a result of the acquisition of BitNile.com, Inc. (“ BNC ”), which closed on March 6, 2023 (the “ Business Combination ”). According to the Letter, the alleged violations o
  evidence_url: https://www.sec.gov/Archives/edgar/data/1437491/000121465924003595/0001214659-24-003595-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.