---
schema_version: "secwatch.filing_event.v1"
accession: "0001214659-24-005032"
form_type: "8-K"
ticker: "ALZN"
cik: "0001677077"
company_name: "Alzamend Neuro, Inc."
filed_at: "2024-03-22T23:59:59+00:00"
generated_at: "2026-06-04T09:06:21.153958+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.2
confidence: "high"
source: SEC EDGAR
---

# Alzamend Neuro amends warrant and preferred stock designations to ensure equity classification

## Summary
- Entered warrant amendment with Ault Lending LLC to remove language that could prevent equity classification.
- Filed Certificate of Amendment to delete liquidation preference sections from Series B Preferred designations.
- Both amendments effective March 21, 2024; no other changes to terms.
- Aims to align accounting treatment; does not affect holders' economic rights.

## SEC filing metadata
- accession: 0001214659-24-005032
- form_type: 8-K
- ticker: ALZN
- cik: 0001677077
- company_name: Alzamend Neuro, Inc.
- filed_at: 2024-03-22T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.2
- confidence: high
- sec_items: 1.01, 3.03, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1677077/000121465924005032/0001214659-24-005032-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1677077/000121465924005032/o3222418k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001214659-24-005032
- JSON: https://secwatch.observer/filing/0001214659-24-005032.json
- Plain text: https://secwatch.observer/filing/0001214659-24-005032.txt

## Key facts
- Governance Changes
  Alzamend Neuro, Inc.: Deleted sections 5(b) and 5(c) from the First Amended and Restated Certificate of Designations of Series B Convertible Preferred Stock to remove language regarding liquidation preference rights (effective 2024-03-21).
  - Change: charter amendment
  - Effective: 2024-03-21
  source text: The COD Amendment amended the First Amended and Restated Certificate of Designations to delete sections 5(b) and 5(c) to remove certain language regarding liquidation preference rights that could have caused the Series B Convertible Preferred Stock to not be classified as equity.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1677077/000121465924005032/0001214659-24-005032-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.