---
schema_version: "secwatch.filing_event.v1"
accession: "0001214659-24-005473"
form_type: "8-K"
ticker: null
cik: "0001437491"
company_name: "RiskOn International, Inc."
filed_at: "2024-03-28T23:59:59+00:00"
generated_at: "2026-06-04T05:59:21.667289+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# RiskOn receives additional Nasdaq delisting notice due to bid price at or below $0.10 for 10 days

## Summary
- Letter dated March 22, 2024: closing bid price ≤ $0.10 for 10 consecutive trading days.
- New deficiency adds basis for delisting; will be considered by Hearings Panel along with prior appeal.
- Panel heard company's appeal on Feb 29, 2024; no decision yet.
- Earlier Nov 22, 2023 notice for bid price below $1.00; compliance period ends April 30, 2024.
- Company has already provided its response to the Panel regarding the new deficiency.

## SEC filing metadata
- accession: 0001214659-24-005473
- form_type: 8-K
- cik: 0001437491
- company_name: RiskOn International, Inc.
- filed_at: 2024-03-28T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1437491/000121465924005473/0001214659-24-005473-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1437491/000121465924005473/z3272488k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001214659-24-005473
- JSON: https://secwatch.observer/filing/0001214659-24-005473.json
- Plain text: https://secwatch.observer/filing/0001214659-24-005473.txt

## Key facts
- Listing & Compliance Notices
  RiskOn International, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5810(c)(3)(A)(iii), 5550(a)(2)).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Deficiency: minimum bid price
  - Rules: 5810(c)(3)(A)(iii), 5550(a)(2)
  source text: March 22, 2024, RiskOn International, Inc., a Nevada corporation (the “ Company ”) received a letter (the “ Letter ”) from the Listing Qualifications staff (the “ Staff ”) of the Nasdaq Stock Market LLC (“ Nasdaq ”) notifying the Company that the Staff has determined the Company’s securities had a closing bid price of $0.10 or less for at least ten consecutive trading days. Accordingly, the Company is subject to the provisions contemplated under Nasdaq Listing Rule 5810(c)(3)(A)(iii). As previously disclosed, the Company has appealed a prior determination of the Staff to delist the Company’s c
  evidence_url: https://www.sec.gov/Archives/edgar/data/1437491/000121465924005473/0001214659-24-005473-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.