---
schema_version: "secwatch.filing_event.v1"
accession: "0001214659-24-007023"
form_type: "8-K"
ticker: null
cik: "0001437491"
company_name: "RiskOn International, Inc."
filed_at: "2024-04-17T23:59:59+00:00"
generated_at: "2026-06-03T21:37:49.284541+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 1.0
calibrated_materiality_score: 1.0
confidence: "high"
source: SEC EDGAR
---

# RiskOn International receives Nasdaq delisting notice for multiple rule violations

## Summary
- Nasdaq Hearings Panel decided to delist common stock for violating Listing Rules 5110(a), 5635(b) (BitNile.com acquisition), and Rule 5640 (public interest concerns).
- Also failed to meet minimum $2.5M stockholders' equity requirement and hasn't demonstrated ability to regain compliance in near term.
- Stock has been suspended from Nasdaq since Feb 28, 2024; currently trades on OTC Pink under symbol ROII.
- Delisting may trigger default on Senior Secured Convertible Notes issued April 27, 2023, requiring repurchase at holders' option.
- Potential impacts include reduced liquidity, limited investor interest, penny stock designation, and impairment of equity incentives.

## SEC filing metadata
- accession: 0001214659-24-007023
- form_type: 8-K
- cik: 0001437491
- company_name: RiskOn International, Inc.
- filed_at: 2024-04-17T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 1.0
- calibrated_materiality_score: 1.0
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1437491/000121465924007023/0001214659-24-007023-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1437491/000121465924007023/d4172428k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001214659-24-007023
- JSON: https://secwatch.observer/filing/0001214659-24-007023.json
- Plain text: https://secwatch.observer/filing/0001214659-24-007023.txt

## Key facts
- Listing & Compliance Notices
  RiskOn International, Inc. received a nasdaq delisting notice notice regarding stockholders equity (rules 5110(a), 5635(b), 5640, 5550(b)(1)).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Deficiency: stockholders equity
  - Rules: 5110(a), 5635(b), 5640, 5550(b)(1)
  source text: April 12, 2024, RiskOn International, Inc., a Nevada corporation (the “ Company ”) received a written notice from the Nasdaq Hearings Panel (the “ Panel ”) that the Panel had determined to delist the Company’s common stock (“ Common Stock ”) from The Nasdaq Capital Market (the “ Nasdaq Capital Market ”). The Panel reached its decision to delist the Common Stock from the Nasdaq Capital Market for violating Nasdaq Listing Rule 5110(a) and Listing Rule 5635(b) as a result of the acquisition of BitNile.com, Inc., which closed on March 6, 2023. In addition, the Panel concluded that the Company’s mu
  evidence_url: https://www.sec.gov/Archives/edgar/data/1437491/000121465924007023/0001214659-24-007023-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.