---
schema_version: "secwatch.filing_event.v1"
accession: "0001214659-26-013930"
form_type: "8-K/A"
ticker: "ALZN"
cik: "0001677077"
company_name: "Alzamend Neuro, Inc."
filed_at: "2026-11-10T21:30:18+00:00"
generated_at: "2026-11-10T21:31:12.515213+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Alzamend trims Ault Lending preferred facility to $10M from $25M; $2.5M second tranche remains

## Summary
- Amended and restated Nov 10, 2026 purchase pact with Ault Lending, LLC, an affiliate, cuts total Series D convertible preferred sale to $10M from $25M.
- $7.5M initial tranche (7,500 shares at $1,050 stated value) closed July 31, 2026; $2.5M second tranche of 2,500 shares remains, 15 planned $1M monthly closings eliminated.
- Conversion price is the greater of a $0.2668 floor or 80% of the lowest 5-day closing bid (cap $2.00), with full-ratchet reset to the floor; voting floor $1.4175 vs $1.35 close.
- Resale registration due Nov 17, 2026; misses trigger 2% monthly liquidated damages capped at 15%; stockholder vote sought for shares above the 19.99% Nasdaq limit.
- 2% origination fee payable at each tranche closing; Purchaser holds a 3-year right of first refusal and 33.33% participation right on future financings.

## SEC filing metadata
- accession: 0001214659-26-013930
- form_type: 8-K/A
- ticker: ALZN
- cik: 0001677077
- company_name: Alzamend Neuro, Inc.
- filed_at: 2026-11-10T21:30:18+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 3.02, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1677077/000121465926013930/0001214659-26-013930-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1677077/000121465926013930/o11102668ka1.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001214659-26-013930
- JSON: https://secwatch.observer/filing/0001214659-26-013930.json
- Plain text: https://secwatch.observer/filing/0001214659-26-013930.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.