secwatch.observer — SEC 8-K summary ====================================== Issuer: PIPER SANDLER COMPANIES (PIPR) CIK: 0001230245 Form: 8-K Filed at: 2023-09-12T23:59:59+00:00 Accession: 0001230245-23-000142 Event type: leadership Sentiment: neutral Materiality: 0.60 Item codes: 5.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Piper Sandler names Kate Clune as next CFO; Tim Carter to retire in Q1 2024 --------------------------------------------------------------------------- - Tim Carter will retire as CFO in Q1 2024 and remain an employee through April 2024 for transition. - Katherine P. Clune, former Evercore Treasurer and Morgan Stanley finance executive, named successor. - Clune to join in November 2023 as SVP Finance; base salary $500k, restricted cash $720k, and stock awards totaling $1.55M. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1230245/000123024523000142/0001230245-23-000142-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1230245/000123024523000142/pipr-20230912.htm HTML page: https://secwatch.observer/filing/0001230245-23-000142 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer