secwatch.observer — SEC 8-K summary
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Issuer:     LUNA INNOVATIONS INC (—)
CIK:        0001239819
Form:       8-K
Filed at:   2025-01-06T23:59:59+00:00
Accession:  0001239819-25-000008
Event type: regulatory
Sentiment:  negative
Materiality: 0.95
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Luna Innovations to be delisted from Nasdaq; shares move to OTC Expert Market
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- Trading suspended Jan 7, 2025; Nasdaq will file Form 25 to effect formal delisting.
- Company unable to file delinquent periodic reports (Q3 2024 10-Q, Q2 2024 10-Q, Q1 2024 10-Q, 2023 10-K) by March 27, 2025 deadline.
- Shares expected to trade on OTC Expert Market starting Jan 8, 2025; quotations restricted to eligible investors.
- Also cited non-compliance with Nasdaq Listing Rule 5620(a) for not holding annual meeting within 12 months of fiscal year-end.
- CEO cites operational improvements; plans to provide FY2024 preliminary revenue and bookings update later in January.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1239819/000123981925000008/0001239819-25-000008-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1239819/000123981925000008/luna-20250103.htm
  HTML page:      https://secwatch.observer/filing/0001239819-25-000008

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