secwatch.observer — SEC 8-K summary ====================================== Issuer: ADAMAS TRUST, INC. (ADAM) CIK: 0001273685 Form: 8-K Filed at: 2021-11-16T23:59:59+00:00 Accession: 0001273685-21-000098 Event type: leadership Sentiment: neutral Materiality: 0.65 Item codes: 5.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 New York Mortgage Trust appoints Jason T. Serrano as CEO, Mumma becomes Executive Chairman -------------------------------------------------------------------------------- - Jason T. Serrano, current President, becomes CEO effective Jan 1, 2022; initial two-year term. - Steven R. Mumma transitions from CEO to Executive Chairman effective Jan 1, 2022, term through Dec 31, 2022 (extendable). - Mumma will oversee corporate, investment, risk, and capital management; Serrano leads day-to-day operations. - Serrano joined NYMT as President in Jan 2019; prior experience at Oak Hill Advisors, Blackstone, and Moody's. - Mumma had been CEO since Feb 2009 and Chairman since Mar 2015; founded company's go-public in 2004. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1273685/000127368521000098/0001273685-21-000098-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1273685/000127368521000098/nymt-20211116.htm HTML page: https://secwatch.observer/filing/0001273685-21-000098 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer