secwatch.observer — SEC 8-K summary ====================================== Issuer: EXAGEN INC. (XGN) CIK: 0001274737 Form: 8-K Filed at: 2023-11-17T23:59:59+00:00 Accession: 0001274737-23-000105 Event type: other_material Sentiment: neutral Materiality: 0.35 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Exagen amends ATM facility with I.B.6 float limitation; $50M capacity unchanged ------------------------------------------------------------------------------- - Amendment adds General Instruction I.B.6 limit: sales capped at one-third of public float per any 12-month period while float below $75M. - Total at-the-market equity offering capacity remains at up to $50 million. - No shares have been sold under I.B.6 in the prior 12-month period ending Nov 17, 2023. - Amendment dated November 17, 2023, with TD Cowen (formerly Cowen and Company, LLC). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1274737/000127473723000105/0001274737-23-000105-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1274737/000127473723000105/exdx-20231117.htm HTML page: https://secwatch.observer/filing/0001274737-23-000105 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer