{"schema_version":"secwatch.filing_event.v1","accession":"0001280784-26-000030","form_type":"8-K","ticker":"HTGC","cik":"0001280784","company_name":"Hercules Capital, Inc.","filed_at":"2026-06-18T20:30:39+00:00","discovered_at":"2026-06-18T20:32:00.225889+00:00","generated_at":"2026-06-18T20:37:48.291427+00:00","sec_items":["5.07","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.15,"confidence":"high","headline":"Hercules Capital shareholders elect Robert P. Badavas as director, approve equity plan amendments","bullets":["Robert P. Badavas elected Class I independent director until 2029 with 56.4M for, 8.0M against.","Advisory vote on executive compensation approved; frequency set at 1 year.","Amended 2018 Equity Incentive Plan approved: 59.3M for, 4.1M against.","Amended 2018 Non-Employee Director Plan approved: 59.7M for, 3.6M against.","PricewaterhouseCoopers ratified as auditor for 2026 with 126.7M for, 1.6M against."],"urls":{"canonical":"https://secwatch.observer/filing/0001280784-26-000030","json":"https://secwatch.observer/filing/0001280784-26-000030.json","markdown":"https://secwatch.observer/filing/0001280784-26-000030.md","text":"https://secwatch.observer/filing/0001280784-26-000030.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1280784/000128078426000030/0001280784-26-000030-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1280784/000128078426000030/htgc-20260618.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-18T20:37:48.291427+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"3777e88cc92e976edec5280a7daa927208e63973","claim":"Hercules Capital, Inc. shareholders approved Advisory vote to approve the Company’s named executive officer compensation at the 2026-06-18 meeting.","evidence_excerpt":"Proposal 2. Advisory vote to approve the Company’s named executive officer compensation","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000128078426000030/0001280784-26-000030-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-18"}],"fact_type":"shareholder_vote"},{"claim_id":"3d235ee05dbab0f707b8e57c62e78af60ca510c8","claim":"Hercules Capital, Inc. shareholders approved Ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2026 at the 2026-06-18 meeting.","evidence_excerpt":"Proposal 6. Ratify the appointment of PricewaterhouseCoopers LLP","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000128078426000030/0001280784-26-000030-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"auditor ratification"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-18"}],"fact_type":"shareholder_vote"},{"claim_id":"7f7856d4b0bdad5051703f955900d9aa3eed69a5","claim":"Hercules Capital, Inc. shareholders approved Approve the amendment and restatement of the Hercules Capital, Inc. 2018 Non-Employee Director Plan at the 2026-06-18 meeting.","evidence_excerpt":"Proposal 5. Approve the amendment and restatement of the Hercules Capital, Inc. 2018 Non-Employee Director Plan","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000128078426000030/0001280784-26-000030-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-18"}],"fact_type":"shareholder_vote"},{"claim_id":"c7abf15abb8c75d0a19087dd49146652375e0ee0","claim":"Hercules Capital, Inc. shareholders approved Approve the amendment and restatement of the Hercules Capital, Inc. Amended and Restated 2018 Equity Incentive Plan at the 2026-06-18 meeting.","evidence_excerpt":"Proposal 4. Approve the amendment and restatement of the Hercules Capital, Inc. Amended and Restated 2018 Equity Incentive Plan","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000128078426000030/0001280784-26-000030-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-18"}],"fact_type":"shareholder_vote"},{"claim_id":"cc7120fc29eb583d9f3849a8071aca1e4b7b2fac","claim":"Hercules Capital, Inc. shareholders approved Advisory vote on the frequency of the advisory vote on executive compensation - 1 Year selected at the 2026-06-18 meeting.","evidence_excerpt":"Proposal 3. Advisory vote on the frequency of the advisory vote on executive compensation","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000128078426000030/0001280784-26-000030-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay frequency"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-18"}],"fact_type":"shareholder_vote"},{"claim_id":"fdc7b74f27331b56485e2572d2ced0857c6e2680","claim":"Hercules Capital, Inc. shareholders approved Election of one independent director - Robert P. Badavas at the 2026-06-18 meeting.","evidence_excerpt":"Proposal 1. Election of one independent director","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000128078426000030/0001280784-26-000030-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"director election"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-18"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}