secwatch.observer — SEC 8-K summary ====================================== Issuer: Hercules Capital, Inc. (HTGC) CIK: 0001280784 Form: 8-K Filed at: 2026-09-17T20:16:43+00:00 Accession: 0001280784-26-000046 Event type: leadership Sentiment: neutral Materiality: 0.25 Item codes: 5.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Hercules Capital appoints Alfred B. Fichera as independent director ------------------------------------------------------------------- - Board expanded from 7 to 8; Fichera elected Class I director, term expiring 2029. - Fichera will serve on Audit Committee; ex-KPMG global head of alternative investments (1982-2019). - No interested-person or transaction disclosures; qualifies as NYSE independent director. - Fichera entitled to standard non-employee director retainer and restricted stock awards. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1280784/000128078426000046/0001280784-26-000046-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1280784/000128078426000046/htgc-20260917.htm HTML page: https://secwatch.observer/filing/0001280784-26-000046 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer