secwatch.observer — SEC 8-K summary
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Issuer:     Axos Financial, Inc. (AX)
CIK:        0001299709
Form:       8-K
Filed at:   2022-08-24T23:59:59+00:00
Accession:  0001299709-22-000160
Event type: leadership
Sentiment:  neutral
Materiality: 0.25
Item codes: 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Axos appoints Roque Santi as independent director effective Aug 22, 2022
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- Santi receives 6,000 RSUs (one-year vest) and $40K annual cash under director compensation plan.
- Prior roles include Enterprise CFO at Roosevelt Management, CEO/CFO at Elderlife, partner at Ernst & Young and Arthur Andersen.
- Board determined Santi is independent under SEC and NYSE standards; committee assignments pending.
- He will serve as Class III director with term expiring at 2022 annual meeting.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1299709/000129970922000160/0001299709-22-000160-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1299709/000129970922000160/ax-20220822.htm
  HTML page:      https://secwatch.observer/filing/0001299709-22-000160

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer