---
schema_version: "secwatch.filing_event.v1"
accession: "0001299709-23-000303"
form_type: "8-K"
ticker: "AX"
cik: "0001299709"
company_name: "Axos Financial, Inc."
filed_at: "2023-11-13T23:59:59+00:00"
generated_at: "2026-06-08T04:41:16.220704+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Axos Financial annual meeting results: directors elected, executive pay approved, stock plan and auditor ratified

## Summary
- Three Class I directors elected: Bohlig, Mosich, Ratinoff; each received over 26.8M votes for.
- Advisory vote on executive compensation approved with ~54% support (24.6M for vs 20.9M against).
- Shareholders recommended annual advisory votes on executive compensation; company will continue annual frequency.
- Amended and Restated 2014 Stock Incentive Plan approved with 28.9M for, 16.6M against.
- Ratification of BDO USA as independent auditor for FY2024 approved with 51.8M for, 0.35M against.

## SEC filing metadata
- accession: 0001299709-23-000303
- form_type: 8-K
- ticker: AX
- cik: 0001299709
- company_name: Axos Financial, Inc.
- filed_at: 2023-11-13T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1299709/000129970923000303/0001299709-23-000303-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1299709/000129970923000303/ax-20231109.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001299709-23-000303
- JSON: https://secwatch.observer/filing/0001299709-23-000303.json
- Plain text: https://secwatch.observer/filing/0001299709-23-000303.txt

## Key facts
- Shareholder Votes
  Axos Financial, Inc. shareholders approved Advisory vote on named executive officer compensation for fiscal year 2023 at the 2023-11-09 meeting.
  - Proposal: say on pay
  - Outcome: passed
  - Meeting: 2023-11-09
  source text: The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company’s Named Executive Officers for fiscal year 2023 as disclosed in the Company’s proxy statement.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1299709/000129970923000303/0001299709-23-000303-index.htm
- Shareholder Votes
  Axos Financial, Inc. shareholders approved Approval of Amended and Restated 2014 Stock Incentive Plan at the 2023-11-09 meeting.
  - Proposal: equity plan
  - Outcome: passed
  - Meeting: 2023-11-09
  source text: The fourth proposal was to approve the Amended and Restated 2014 Stock Incentive Plan.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1299709/000129970923000303/0001299709-23-000303-index.htm
- Shareholder Votes
  Axos Financial, Inc. shareholders voted on Advisory vote on frequency of future advisory votes on executive compensation at the 2023-11-09 meeting.
  - Proposal: say on pay frequency
  - Meeting: 2023-11-09
  source text: The third proposal was to recommend, in a non-binding and advisory vote, whether future non-binding and advisory stockholder votes on executive compensation should occur every year, every two years, or every three years.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1299709/000129970923000303/0001299709-23-000303-index.htm
- Shareholder Votes
  Axos Financial, Inc. shareholders approved Election of Class I Directors at the 2023-11-09 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-11-09
  source text: The first proposal was the election of the following Class I directors with terms expiring in 2026: Tamara N. Bohlig, Nicholas A. Mosich, and Edward J. Ratinoff.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1299709/000129970923000303/0001299709-23-000303-index.htm
- Shareholder Votes
  Axos Financial, Inc. shareholders approved Ratification of BDO USA, P.A. as independent auditor for fiscal year 2024 at the 2023-11-09 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-11-09
  source text: The fifth proposal was the ratification of the appointment of BDO USA, P.A. as the Company’s independent public accounting firm for fiscal year 2024.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1299709/000129970923000303/0001299709-23-000303-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.