secwatch.observer — SEC 8-K summary
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Issuer:     Axos Financial, Inc. (AX)
CIK:        0001299709
Form:       8-K
Filed at:   2023-11-29T23:59:59+00:00
Accession:  0001299709-23-000305
Event type: leadership
Sentiment:  neutral
Materiality: 0.25
Item codes: 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Axos Financial elects Sara Wardell-Smith as independent director effective Dec 1, 2023
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- Sara Wardell-Smith elected to boards of Axos Financial (NYSE: AX) and Axos Bank, effective December 1, 2023.
- She is a former head of Visa's North America commercial business and former EVP at Wells Fargo.
- Will receive 4,500 restricted stock units vesting over one year under standard director compensation plan.
- Serves as Class II director with term expiring at 2024 Annual Meeting; expected to join board committees.
- Board determined she is independent under SEC and NYSE standards.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1299709/000129970923000305/0001299709-23-000305-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1299709/000129970923000305/ax-20231127.htm
  HTML page:      https://secwatch.observer/filing/0001299709-23-000305

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer