secwatch.observer — SEC 8-K summary ====================================== Issuer: GLADSTONE INVESTMENT CORPORATION\DE (GAIN) CIK: 0001321741 Form: 8-K Filed at: 2023-02-01T23:59:59+00:00 Accession: 0001321741-23-000006 Event type: earnings Sentiment: positive Materiality: 0.70 Item codes: 2.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Gladstone Investment Q3: GAAP NII $0.26/sh vs $0.34 prior; adj. NII $0.30/sh; NAV $13.43; raises distributions -------------------------------------------------------------------------------- - Net investment income $8.6M ($0.26/sh), down 24.9% q/q, on $1.4M incentive fee accrual. - Adjusted net investment income (excl. incentive fee) $10.0M ($0.30/sh), up 3.4% q/q. - NAV per share $13.43 vs $13.31; investment portfolio $760.5M at 105.3% of cost. - Declared $0.08/sh monthly distributions for Jan/Feb/Mar 2023 and $0.24 supplemental in Mar. - Recapitalized Old World Christmas ($15.5M investment, $17.9M proceeds, $13.4M realized gain). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000132174123000006/0001321741-23-000006-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1321741/000132174123000006/gain-20230201.htm HTML page: https://secwatch.observer/filing/0001321741-23-000006 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer