secwatch.observer — SEC 8-K summary
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Issuer:     GLADSTONE INVESTMENT CORPORATION\DE (GAIN)
CIK:        0001321741
Form:       8-K
Filed at:   2026-02-03T23:59:59+00:00
Accession:  0001321741-26-000006
Event type: earnings
Sentiment:  neutral
Materiality: 0.70
Item codes: 2.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Gladstone Investment Q3 net investment loss $6.5M; adjusted NII $0.21; NAV rises to $14.95
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- Net investment loss of $6.5M ($0.16/share) vs income of $4.3M prior quarter; adjusted NII of $0.21/share (down from $0.24) excludes $14.7M incentive fee accrual.
- Total investment income $25.1M, down 0.9% QoQ; weighted-average yield on interest-bearing investments 12.9% (down from 13.4%).
- NAV per share increased 10.5% to $14.95, driven by $70.2M net unrealized appreciation; total investments at fair value $1.22B (115.5% of cost).
- Invested $33.1M in new portfolio company Rowan Energy; issued $60M 6.875% notes due 2028, redeemed $74.8M 8.00% notes.
- Monthly distribution maintained at $0.08 per share ($0.24 quarterly); sold 230,930 shares via ATM at avg $14.03.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1321741/000132174126000006/0001321741-26-000006-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1321741/000132174126000006/gain-20260203.htm
  HTML page:      https://secwatch.observer/filing/0001321741-26-000006

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