secwatch.observer — SEC 8-K summary ====================================== Issuer: EQUUS TOTAL RETURN, INC. (EQS) CIK: 0000878932 Form: 8-K Filed at: 2021-11-16T23:59:59+00:00 Accession: 0001322410-21-000138 Event type: other_material Sentiment: positive Materiality: 0.50 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Equus Total Return Q3 NAV rises to $2.68 per share from $2.57; net assets $36.2M -------------------------------------------------------------------------------- - Net assets $36.2M at Sep 30, 2021, up ~$1.5M from June 30, 2021. - NAV per share increased to $2.68 from $2.57. - Equus Energy fair value up from $10.25M to $12M on Permian Basin activity and higher oil/gas prices. - Post-quarter end, received $1.2M final PalletOne payment, $0.5M above accrued escrow. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/878932/000132241021000138/0001322410-21-000138-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/878932/000132241021000138/f8k_equus11152021.htm HTML page: https://secwatch.observer/filing/0001322410-21-000138 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer