---
schema_version: "secwatch.filing_event.v1"
accession: "0001345126-26-000005"
form_type: "8-K"
ticker: null
cik: "0001345122"
company_name: "Compass Group Diversified Holdings LLC"
filed_at: "2026-01-06T23:59:59+00:00"
generated_at: "2026-05-16T11:30:26.368227+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# CODI receives NYSE non-compliance notice for missing annual meeting due to restatement delay

## Summary
- NYSE letter dated Jan 2, 2026 citing failure to hold annual meeting in fiscal 2025.
- Missed meeting due to need to complete restatement of FY 2022-2024 financials.
- Amended 10-K filed Dec 8, 2025; CODI intends to hold meeting as soon as practicable.
- CODI added to NYSE non-compliant list; ticker symbols to get .BC indicator.

## SEC filing metadata
- accession: 0001345126-26-000005
- form_type: 8-K
- cik: 0001345122
- company_name: Compass Group Diversified Holdings LLC
- filed_at: 2026-01-06T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1345122/000134512626000005/0001345126-26-000005-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1345122/000134512626000005/codi-20260102.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001345126-26-000005
- JSON: https://secwatch.observer/filing/0001345126-26-000005.json
- Plain text: https://secwatch.observer/filing/0001345126-26-000005.txt

## Source-grounded claims
- claim_id: b91e4bd9aba7e3ec594e0cdc415c517d3216c0cf
  claim: Compass Group Diversified Holdings LLC received a nyse deficiency notice notice regarding other (rules 302).
  evidence_excerpt: January 2, 2026, Compass Diversified Holdings (the “ Trust ” and, together with Compass Group Diversified Holdings LLC, “ CODI ”) received a letter from the New York Stock Exchange (the “ NYSE ”) informing CODI that it is non-compliant with the corporate governance listing standards set forth in Section 302 of the New York Stock Exchange Listed Company Manual (the “ Listed Company Manual ”), which requires issuers to hold an annual meeting during each fiscal year. CODI was unable to hold an annual meeting during its 2025 fiscal year due to the need to complete the restatement of its financial
  evidence_url: https://www.sec.gov/Archives/edgar/data/1345122/000134512626000005/0001345126-26-000005-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.