---
schema_version: "secwatch.filing_event.v1"
accession: "0001362705-22-000064"
form_type: "8-K"
ticker: null
cik: "0001362705"
company_name: "Evolve Transition Infrastructure LP"
filed_at: "2022-12-30T23:59:59+00:00"
generated_at: "2026-06-20T21:22:11.506815+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Evolve Transition receives NYSE American low-price deficiency notice; cure by June 27, 2023

## Summary
- NYSE American staff determined 30-trading-day avg price below $0.20 per common unit, violating Section 1003(f)(v).
- Must demonstrate sustained price improvement or effect a reverse split by June 27, 2023 to remain listed.
- Common units continue trading under SNMP with '.BC' designation; no immediate delisting impact.
- Company also previously non-compliant with equity standards; compliance plan due Jan 5, 2023.
- Entered Amendment No. 9 to Stonepeak warrant to exclude 4,116,396 LTIP reserve units from exercise.

## SEC filing metadata
- accession: 0001362705-22-000064
- form_type: 8-K
- cik: 0001362705
- company_name: Evolve Transition Infrastructure LP
- filed_at: 2022-12-30T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1362705/000136270522000064/0001362705-22-000064-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1362705/000136270522000064/evolve-20221227.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001362705-22-000064
- JSON: https://secwatch.observer/filing/0001362705-22-000064.json
- Plain text: https://secwatch.observer/filing/0001362705-22-000064.txt

## Key facts
- Listing & Compliance Notices
  Evolve Transition Infrastructure LP received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii)).
  - Exchange: nyse american
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 1003(a)(i), 1003(a)(ii)
  source text: ate the status of the Common Units as “below compliance.” The “.BC” designation was first added following Evolve’s receipt of notice (the “ 12.6.22 Notice ”) from the NYSE American that Evolve was below compliance with certain of the NYSE American’s continued listing standards set forth in Sections 1003(a)(i) and 1003(a)(ii) of the Company Guide. The 12.6.22 Notice and the 12.27.22 Notice do not result in the immediate delisting of the Common Units from the NYSE American. Pursuant to Section 1003(f)(v) of the Company Guide, the NYSE American staff determined that Evolve’s continued listing is
  evidence_url: https://www.sec.gov/Archives/edgar/data/1362705/000136270522000064/0001362705-22-000064-index.htm
- Listing & Compliance Notices
  Evolve Transition Infrastructure LP received a nyse_american deficiency notice notice regarding minimum bid price (rules 1003(f)(v)).
  - Exchange: nyse american
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 1003(f)(v)
  source text: December 27, 2022, Evolve received notice (the “ 12.27.22 Notice ”) from NYSE American LLC (“ NYSE American ”) that Evolve was not in compliance with the continued listing standards set forth in Section 1003(f)(v) of the NYSE American Company Guide (the “ Company Guide ”) because its Common Units have been selling for a substantial period of time at a low price per Common Unit, which NYSE American has determined to be a 30-trading-day average price of less than $0.20 per Common Unit. The 12.27.22 Notice has no immediate effect on the listing or trading of Evolve’s Common Units and the Common U
  evidence_url: https://www.sec.gov/Archives/edgar/data/1362705/000136270522000064/0001362705-22-000064-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.