---
schema_version: "secwatch.filing_event.v1"
accession: "0001368365-23-000091"
form_type: "8-K"
ticker: null
cik: "0001368365"
company_name: "REMARK HOLDINGS, INC."
filed_at: "2023-11-01T23:59:59+00:00"
generated_at: "2026-06-09T02:08:58.055730+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Remark Holdings receives Nasdaq delisting notice; plans to appeal

## Summary
- Nasdaq determined Remark failed to regain compliance with continued listing standards by Oct 24, 2023 deadline.
- Company previously missed net income, stockholders' equity ($2.5M min) and market value ($35M min) standards.
- Remark will appeal to a Nasdaq Hearings Panel; shares continue trading pending decision.
- Appeals hearing typically scheduled within ~30 days of request.

## SEC filing metadata
- accession: 0001368365-23-000091
- form_type: 8-K
- cik: 0001368365
- company_name: REMARK HOLDINGS, INC.
- filed_at: 2023-11-01T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1368365/000136836523000091/0001368365-23-000091-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1368365/000136836523000091/mark-20231026.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001368365-23-000091
- JSON: https://secwatch.observer/filing/0001368365-23-000091.json
- Plain text: https://secwatch.observer/filing/0001368365-23-000091.txt

## Key facts
- Listing & Compliance Notices
  REMARK HOLDINGS, INC. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(3), 5550(b)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 5550(b)(3), 5550(b)
  source text: October 26, 2023, we received a staff determination letter from Nasdaq indicating that we did not regain compliance with the Continued Listing Standards. Accordingly, unless we request an appeal of Nasdaq’s determination, our common stock is subject to delisting. We will appeal Nasdaq’s delisting determination to a Hearings Panel (the “Panel”). Such hearings are generally scheduled within approximately 30 days of the request. Our common stock will continue to be listed and traded on the Nasdaq Capital Market pending a decision by the Panel.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1368365/000136836523000091/0001368365-23-000091-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.