---
schema_version: "secwatch.filing_event.v1"
accession: "0001375365-24-000042"
form_type: "8-K"
ticker: "SMCI"
cik: "0001375365"
company_name: "Super Micro Computer, Inc."
filed_at: "2024-11-20T23:59:59+00:00"
generated_at: "2026-05-29T21:42:42.251832+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.9
calibrated_materiality_score: 0.9
confidence: "high"
source: SEC EDGAR
---

# SMCI receives Nasdaq delisting notice for delayed 10-K and 10-Q filings

## Summary
- Nasdaq notified SMCI on Nov 19 of non-compliance with Listing Rule 5250(c)(1) due to delayed 10-K (due Aug 29) and Q1 10-Q (due Nov 12).
- SMCI submitted a compliance plan on Nov 18; believes it can file overdue reports within Nasdaq discretionary period.
- No immediate effect on listing or trading of SMCI common stock on Nasdaq Global Select Market.
- Entered amendments with E.SUN Bank extending FY2024 financial review to Dec 31, 2024; also amended Cathay Bank loan reducing revolving line to $458,000.

## SEC filing metadata
- accession: 0001375365-24-000042
- form_type: 8-K
- ticker: SMCI
- cik: 0001375365
- company_name: Super Micro Computer, Inc.
- filed_at: 2024-11-20T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.9
- calibrated_materiality_score: 0.9
- confidence: high
- sec_items: 1.01, 2.03, 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1375365/000137536524000042/0001375365-24-000042-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1375365/000137536524000042/smci-20241114.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001375365-24-000042
- JSON: https://secwatch.observer/filing/0001375365-24-000042.json
- Plain text: https://secwatch.observer/filing/0001375365-24-000042.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.