secwatch / observer
8-K filed June 1, 2023, 7:59 PM ET ticker MAIN CIK 0001396440
other material confidence high sentiment neutral materiality 0.20

Main Street Capital adds B. Riley as ATM sales agent, terminates SMBC Nikko

Main Street Capital CORP

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Main Street Capital CORP entered into B. Riley Equity Distribution Agreement with B. Riley Securities, Inc. valued at up to 15,000,000 shares (effective 2023-06-01).

Action
entry
Agreement
atm program
Counterparty
B. Riley Securities, Inc.
Value
up to 15,000,000 shares
Effective
2023-06-01
Exact text from the filing
On June 1, 2023, Main Street Capital Corporation (“Main Street”) entered into an equity distribution agreement (the “B. Riley Equity Distribution Agreement”) with B. Riley Securities, Inc. (“B. Riley”) on substantially the same terms as Main Street’s equity distribution agreements, each dated March 3, 2022 (together with the B. Riley Equity Distribution Agreement, the “Equity Distribution Agreements”), entered into with each of Truist Securities, Inc., RBC Capital Markets, LLC, Raymond James & Associates, Inc., and Comerica Securities, Inc. (collectively, together with B. Riley, the “Sales Agents”) for the purpose of adding B. Riley as an additional Sales Agent under Main Street’s existing “at the market” program equity offering.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Main Street Capital CORP terminated Equity Distribution Agreement, dated March 3, 2022 with SMBC Nikko Securities America, Inc. (effective 2023-05-31).

Action
termination
Agreement
atm program
Counterparty
SMBC Nikko Securities America, Inc.
Effective
2023-05-31
Exact text from the filing
Also, effective May 31, 2023, Main Street and SMBC Nikko Securities America, Inc. (“SMBC”) agreed to terminate the equity distribution agreement, dated March 3, 2022, between Main Street and SMBC.
View on SEC.gov

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Main Street Capital CORP filing history →

Source: SEC EDGAR
accession 0001396440-23-000073
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