{"schema_version":"secwatch.filing_event.v1","accession":"0001397911-23-000004","form_type":"8-K","ticker":"LPLA","cik":"0001397911","company_name":"LPL Financial Holdings Inc.","filed_at":"2023-01-11T23:59:59+00:00","discovered_at":"2026-05-14T18:03:44.750440+00:00","generated_at":"2026-06-20T16:30:02.322657+00:00","sec_items":["5.02","7.01","9.01"],"event_type":"leadership","sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"confidence":"high","headline":"Albert J. Ko elected to LPL Financial Board of Directors","bullets":["Effective January 9, 2023, Albert J. Ko was elected as an independent director.","Ko is CEO of Early Warning Services, operator of the Zelle payments network.","He brings two decades of financial services and management consulting experience, including senior roles at Intuit.","Ko will receive pro-rated annual retainer and restricted shares under non-employee director policy, vesting May 10, 2023.","Board determined Ko is independent under Nasdaq and SEC standards."],"urls":{"canonical":"https://secwatch.observer/filing/0001397911-23-000004","json":"https://secwatch.observer/filing/0001397911-23-000004.json","markdown":"https://secwatch.observer/filing/0001397911-23-000004.md","text":"https://secwatch.observer/filing/0001397911-23-000004.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1397911/000139791123000004/0001397911-23-000004-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1397911/000139791123000004/lpla-20230109.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-20T16:30:02.322657+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"3695d807f2","claim":"Albert J. Ko was elected as director at LPL Financial Holdings Inc..","evidence_excerpt":"On January 9, 2023, Albert J. Ko was elected as a director of LPL Financial Holdings Inc. (the “Company”) by the Company’s board of directors (the “Board”), effective immediately.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1397911/000139791123000004/0001397911-23-000004-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"elected"},{"label":"Role","value":"director"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}