secwatch.observer — SEC 8-K summary
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Issuer:     LPL Financial Holdings Inc. (LPLA)
CIK:        0001397911
Form:       8-K
Filed at:   2023-01-11T23:59:59+00:00
Accession:  0001397911-23-000004
Event type: leadership
Sentiment:  neutral
Materiality: 0.40
Item codes: 5.02, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Albert J. Ko elected to LPL Financial Board of Directors
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- Effective January 9, 2023, Albert J. Ko was elected as an independent director.
- Ko is CEO of Early Warning Services, operator of the Zelle payments network.
- He brings two decades of financial services and management consulting experience, including senior roles at Intuit.
- Ko will receive pro-rated annual retainer and restricted shares under non-employee director policy, vesting May 10, 2023.
- Board determined Ko is independent under Nasdaq and SEC standards.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1397911/000139791123000004/0001397911-23-000004-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1397911/000139791123000004/lpla-20230109.htm
  HTML page:      https://secwatch.observer/filing/0001397911-23-000004

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer