{"schema_version":"secwatch.filing_event.v1","accession":"0001397911-23-000156","form_type":"8-K","ticker":"LPLA","cik":"0001397911","company_name":"LPL Financial Holdings Inc.","filed_at":"2023-10-26T23:59:59+00:00","discovered_at":"2026-05-14T18:03:28.865224+00:00","generated_at":"2026-06-09T08:18:26.432436+00:00","sec_items":["2.02","9.01"],"event_type":"earnings","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"confidence":"high","headline":"LPL Financial Q3 net income $224M; adj EPS $3.74 +19% YoY; total assets $1.24T +19%","bullets":["Net income $224M ($2.91 diluted EPS); adjusted EPS $3.74, up 19% YoY. Gross profit $1,010M +21% YoY.","Total advisory & brokerage assets $1.24T (+19% YoY); advisory assets $663B (+22% YoY, 53.5% of total).","Organic net new assets $33B (10.7% annualized); recruited assets $31B. Advisor count 22,404 +462 seq.","Client cash balances $47B, down $3B seq. (3.8% of assets vs 6.4% prior year).","Share repurchases $250M; corporate cash $309M; leverage ratio 1.26x."],"urls":{"canonical":"https://secwatch.observer/filing/0001397911-23-000156","json":"https://secwatch.observer/filing/0001397911-23-000156.json","markdown":"https://secwatch.observer/filing/0001397911-23-000156.md","text":"https://secwatch.observer/filing/0001397911-23-000156.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1397911/000139791123000156/0001397911-23-000156-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1397911/000139791123000156/lpla-20231026.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-09T08:18:26.432436+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"9df9b2f0f32ac2d8343707353f806cb8d0d11f51","claim":"LPL Financial Holdings Inc. reported the three months ended September 30, 2023 results: net income $224 million, EPS $2.91.","evidence_excerpt":"On October 26, 2023, LPL Financial Holdings Inc. (collectively with its subsidiaries, the “Company”) issued a press release announcing its financial results for the three months ended September 30, 2023.","evidence_source":"SEC 8-K Item 2.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1397911/000139791123000156/0001397911-23-000156-index.htm","confidence":0.95,"family_label":"Earnings Releases","details":[{"label":"Period","value":"the three months ended September 30, 2023"},{"label":"Net income","value":"$224 million"},{"label":"EPS","value":"$2.91"},{"label":"Result","value":"reported results"}],"fact_type":"earnings_release"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}