---
schema_version: "secwatch.filing_event.v1"
accession: "0001397911-24-000057"
form_type: "8-K"
ticker: "LPLA"
cik: "0001397911"
company_name: "LPL Financial Holdings Inc."
filed_at: "2024-05-10T23:59:59+00:00"
generated_at: "2026-06-02T03:29:14.306511+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# LPL Financial annual meeting results: all director nominees elected, auditor ratified, say-on-pay approved

## Summary
- All ten director nominees elected with votes ranging from 62.9M to 66.8M; broker non-votes 3.7M.
- Ratification of Deloitte & Touche as auditor: 68.4M for, 2.2M against, 14k abstain.
- Advisory say-on-pay approved: 64.7M for, 2.2M against, 27.8k abstain, 3.7M broker non-votes.

## SEC filing metadata
- accession: 0001397911-24-000057
- form_type: 8-K
- ticker: LPLA
- cik: 0001397911
- company_name: LPL Financial Holdings Inc.
- filed_at: 2024-05-10T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1397911/000139791124000057/0001397911-24-000057-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1397911/000139791124000057/lpla-20240509.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001397911-24-000057
- JSON: https://secwatch.observer/filing/0001397911-24-000057.json
- Plain text: https://secwatch.observer/filing/0001397911-24-000057.txt

## Key facts
- Shareholder Votes
  LPL Financial Holdings Inc. shareholders approved Election of ten director nominees at the 2024-05-09 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2024-05-09
  source text: Item 5.07 Submission of Matters to a Vote of Security Holders. The Company held its 2024 annual meeting of stockholders (the “Annual Meeting”) on May 9, 2024.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1397911/000139791124000057/0001397911-24-000057-index.htm
- Shareholder Votes
  LPL Financial Holdings Inc. shareholders approved Ratification of the Appointment of Deloitte & Touche LLP at the 2024-05-09 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2024-05-09
  source text: 2. Ratification of the Appointment of Deloitte & Touche LLP . The stockholders ratified the appointment of Deloitte & Touche LLP by the audit and risk committee of the Board as the Company’s independent registered public accounting firm for the current fiscal year. 68,433,699 shares voted for the proposal; 2,157,403 shares voted against the proposal; and 14,204 shares abstained from voting on the proposal.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1397911/000139791124000057/0001397911-24-000057-index.htm
- Shareholder Votes
  LPL Financial Holdings Inc. shareholders approved Advisory Vote on Named Executive Officer Compensation at the 2024-05-09 meeting.
  - Proposal: say on pay
  - Outcome: passed
  - Meeting: 2024-05-09
  source text: 3. Advisory Vote on Named Executive Officer Compensation . The stockholders approved, on an advisory, non-binding basis, the compensation paid to the named executive officers of the Company, as disclosed in the Company’s definitive proxy statement on Schedule 14A filed with the SEC on March 28, 2024 relating to the Annual Meeting. 64,656,343 shares voted for the proposal; 2,225,660 shares voted against the proposal; and 27,830 shares abstained from voting on the proposal.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1397911/000139791124000057/0001397911-24-000057-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.