secwatch.observer — SEC 8-K summary ====================================== Issuer: Firsthand Technology Value Fund, Inc. (SVVC) CIK: 0001495584 Form: 8-K Filed at: 2021-11-24T23:59:59+00:00 Accession: 0001398344-21-022403 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Firsthand Technology Value Fund's top 5 holdings total 91.9% of estimated investments; IntraOp leads at 29.6% -------------------------------------------------------------------------------- - Top five holdings as of Oct 31, 2021: IntraOp Medical (29.6%), Wrightspeed (23.6%), Revasum (22.8%), Pivotal Systems (10.4%), Hera Systems (5.6%). - Estimated total investments $105.1M ($15.25/share); cash $0.58/share. - Largest stake: IntraOp Medical (Mobetron) comprises 26.9M preferred shares plus debt, representing 29.6% of total investments. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1495584/000139834421022403/0001398344-21-022403-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1495584/000139834421022403/fp0070498_8k.htm HTML page: https://secwatch.observer/filing/0001398344-21-022403 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer