secwatch.observer — SEC 8-K summary ====================================== Issuer: Firsthand Technology Value Fund, Inc. (SVVC) CIK: 0001495584 Form: 8-K Filed at: 2021-12-20T23:59:59+00:00 Accession: 0001398344-21-024178 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Firsthand Technology Value Fund discloses top holdings; 93.4% concentrated in five companies as of Nov 30, 2021 -------------------------------------------------------------------------------- - Top five holdings: IntraOp Medical (33.0%), Wrightspeed (26.5%), Revasum (18.2%), Pivotal Systems (9.4%), Hera Systems (6.2%). - Top five constitute 93.4% of estimated total investments of ~$97.1M ($14.09 per share). - Cash and cash equivalents were ~$0.28 per share; detailed schedule due in annual report in March 2022. - Holdings include preferred/common stock, debt, and warrants across private and ASX-listed public securities. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1495584/000139834421024178/0001398344-21-024178-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1495584/000139834421024178/fp0071176_8k.htm HTML page: https://secwatch.observer/filing/0001398344-21-024178 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer