secwatch.observer — SEC 8-K summary ====================================== Issuer: Firsthand Technology Value Fund, Inc. (SVVC) CIK: 0001495584 Form: 8-K Filed at: 2022-04-01T23:59:59+00:00 Accession: 0001398344-22-006751 Event type: other_material Sentiment: neutral Materiality: 0.85 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Firsthand Technology Value Fund: 95.5% of assets in top 5 holdings as of Feb 2022 -------------------------------------------------------------------------------- - Top holdings: IntraOp Medical (29.4%), Revasum (29.2%), Wrightspeed (25.2%), Hera Systems (6.1%), Pivotal Systems (5.7%). - Estimated total investments of ~$92.9M, or $13.47 per share, including $0.03 cash per share as of Feb 28, 2022. - Fund discloses extreme concentration; top five holdings represent 95.5% of estimated total investments. - Largest holding is IntraOp Medical, a manufacturer of intra-operative radiation device Mobetron, with 26.9M preferred shares plus debt. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1495584/000139834422006751/0001398344-22-006751-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1495584/000139834422006751/fp0074640_8k.htm HTML page: https://secwatch.observer/filing/0001398344-22-006751 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer