--- schema_version: "secwatch.filing_event.v1" accession: "0001398344-23-007500" form_type: "8-K" ticker: "GLO" cik: "0001350869" company_name: "Clough Global Opportunities Fund" filed_at: "2023-04-19T23:59:59+00:00" generated_at: "2026-06-16T23:28:58.061139+00:00" event_type: "other_material" sentiment: "neutral" materiality_score: 0.45 calibrated_materiality_score: 0.45 confidence: "high" source: SEC EDGAR --- # Clough Global Opportunities Fund replaces administrator ALPS with Paralel, appoints new officers ## Summary - Entered administration agreement with Paralel Technologies LLC effective April 17, 2023; prior ALPS agreement terminated. - Paralel provides fund accounting, tax, administration, compliance, and secondary market support; fee based on average daily total assets. - All prior officers (President, Treasurer, Secretary, CCO) resigned; replaced by Jeremy May, Jill Kerschen, Christopher Moore, Bradley Swenson, all Paralel employees. - Fund address changed to 1700 Broadway, Suite 1850, Denver, CO 80290, same as Paralel's address. ## SEC filing metadata - accession: 0001398344-23-007500 - form_type: 8-K - ticker: GLO - cik: 0001350869 - company_name: Clough Global Opportunities Fund - filed_at: 2023-04-19T23:59:59+00:00 - event_type: other_material - sentiment: neutral - materiality_score: 0.45 - calibrated_materiality_score: 0.45 - confidence: high - sec_items: 1.01, 1.02, 5.02, 8.01, 9.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/fp0083261-1_8kixbrl.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001398344-23-007500 - JSON: https://secwatch.observer/filing/0001398344-23-007500.json - Plain text: https://secwatch.observer/filing/0001398344-23-007500.txt ## Key facts - Executive change Christopher Moore was appointed as Secretary at Clough Global Opportunities Fund. - Action: appointed - Role: Secretary source text: The Board of Trustees have appointed Jeremy May, Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as the Fund’s President, Treasurer, Secretary, and Chief Compliance Officer, respectively, each effective as of April 17, 2023. evidence_url: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm - Executive change Jill Kerschen was appointed as Treasurer at Clough Global Opportunities Fund. - Action: appointed - Role: Treasurer source text: The Board of Trustees have appointed Jeremy May, Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as the Fund’s President, Treasurer, Secretary, and Chief Compliance Officer, respectively, each effective as of April 17, 2023. evidence_url: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm - Executive change Nicholas Adams resigned as Secretary at Clough Global Opportunities Fund. - Action: resigned - Role: Secretary source text: the resignations of Lainey Ejiasa, Ryan Johanson, Nicholas Adams, and Lucas Foss, the Fund’s prior President, Treasurer, Secretary, and Chief Compliance Officer, respectively, that were tendered in connection to the termination of ALPS as the Fund’s administrator evidence_url: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm - Executive change Lainey Ejiasa resigned as President at Clough Global Opportunities Fund. - Action: resigned - Role: President source text: the resignations of Lainey Ejiasa, Ryan Johanson, Nicholas Adams, and Lucas Foss, the Fund’s prior President, Treasurer, Secretary, and Chief Compliance Officer, respectively, that were tendered in connection to the termination of ALPS as the Fund’s administrator evidence_url: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm - Executive change Bradley Swenson was appointed as Chief Compliance Officer at Clough Global Opportunities Fund. - Action: appointed - Role: Chief Compliance Officer source text: The Board of Trustees have appointed Jeremy May, Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as the Fund’s President, Treasurer, Secretary, and Chief Compliance Officer, respectively, each effective as of April 17, 2023. evidence_url: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm - Executive change Jeremy May was appointed as President at Clough Global Opportunities Fund. - Action: appointed - Role: President source text: The Board of Trustees have appointed Jeremy May, Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as the Fund’s President, Treasurer, Secretary, and Chief Compliance Officer, respectively, each effective as of April 17, 2023. evidence_url: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm - Executive change Ryan Johanson resigned as Treasurer at Clough Global Opportunities Fund. - Action: resigned - Role: Treasurer source text: the resignations of Lainey Ejiasa, Ryan Johanson, Nicholas Adams, and Lucas Foss, the Fund’s prior President, Treasurer, Secretary, and Chief Compliance Officer, respectively, that were tendered in connection to the termination of ALPS as the Fund’s administrator evidence_url: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm - Executive change Lucas Foss resigned as Chief Compliance Officer at Clough Global Opportunities Fund. - Action: resigned - Role: Chief Compliance Officer source text: the resignations of Lainey Ejiasa, Ryan Johanson, Nicholas Adams, and Lucas Foss, the Fund’s prior President, Treasurer, Secretary, and Chief Compliance Officer, respectively, that were tendered in connection to the termination of ALPS as the Fund’s administrator evidence_url: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm - Material Agreements Clough Global Opportunities Fund terminated ALPS Administration Agreement and related agreements with ALPS and ADI with ALPS Fund Services, Inc. and ALPS Distributors, Inc. valued at The prior administration and fund accounting agreement with ALPS and certain related agreements with (effective 2023-04-17). - Action: termination - Counterparty: ALPS Fund Services, Inc. and ALPS Distributors, Inc. - Value: The prior administration and fund accounting agreement with ALPS and certain related agreements with - Effective: 2023-04-17 source text: the Fund’s prior administration and fund accounting agreement with ALPS (the “ALPS Administration Agreement”) and certain related agreements with ALPS and ALPS Distributors, Inc. (“ADI”) were terminated effective that same day. evidence_url: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm - Material Agreements Clough Global Opportunities Fund entered into New Administration and Accounting Agreement with Paralel Technologies LLC valued at Paralel will provide fund accounting, tax, fund administration, compliance services, executive offic (effective 2023-04-17). - Action: entry - Counterparty: Paralel Technologies LLC - Value: Paralel will provide fund accounting, tax, fund administration, compliance services, executive offic - Effective: 2023-04-17 source text: The Paralel Agreement is materially similar to the ALPS Administration Agreement except with respect to the fees due, effective date, parties to the agreements, and certain marketing services provided. evidence_url: https://www.sec.gov/Archives/edgar/data/1350869/000139834423007500/0001398344-23-007500-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.