secwatch.observer — SEC 8-K summary
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Issuer:     Firsthand Technology Value Fund, Inc. (SVVC)
CIK:        0001495584
Form:       8-K
Filed at:   2023-05-03T23:59:59+00:00
Accession:  0001398344-23-008614
Event type: regulatory
Sentiment:  negative
Materiality: 0.65
Item codes: 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Firsthand Technology Value Fund receives Nasdaq deficiency notice for bid price below $1 for 30 days
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- Received Nasdaq deficiency notice on April 27, 2023 for closing bid price below $1.00 for 30 consecutive business days.
- Has until October 24, 2023 (180 days) to regain compliance by closing at $1.00 for 10 consecutive days.
- May implement a reverse stock split if needed; stock continues to trade under symbol SVVC.
- Business operations unaffected by the notification letter.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1495584/000139834423008614/0001398344-23-008614-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1495584/000139834423008614/fp0083414-1_8kixbrl.htm
  HTML page:      https://secwatch.observer/filing/0001398344-23-008614

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