secwatch.observer — SEC 8-K summary
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Issuer:     Firsthand Technology Value Fund, Inc. (SVVC)
CIK:        0001495584
Form:       8-K
Filed at:   2023-10-27T23:59:59+00:00
Accession:  0001398344-23-019845
Event type: other_material
Sentiment:  negative
Materiality: 0.80
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Firsthand Technology Value Fund delisted from Nasdaq; begins trading on OTCQB
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- Received Nasdaq notice July 28, 2023, for failing to maintain $5M minimum market value of publicly held shares.
- Fund decided it would be futile to attempt to regain compliance with Nasdaq listing requirements.
- Common stock stopped trading on Nasdaq on October 26, 2023, and began quoting on OTCQB same day.
- No assurance of continued compliance with OTCQB rules or that brokers will effect trades.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1495584/000139834423019845/0001398344-23-019845-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1495584/000139834423019845/fp0085775-1_8kixbrl.htm
  HTML page:      https://secwatch.observer/filing/0001398344-23-019845

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer